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FundLaw

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Group Information

  • Members: 1313
  • Category: Law
  • Founded: Dec 1, 1999
  • Language: English
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Description

News reports and moderated discussion of securities law and related developments, especially legal issues relating to investment management. FundLaw is moderated by John Baker, a securities lawyer at the Washington, D.C. office of Stradley Ronon Stevens and Young, LLP.

Most Recent Messages

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SEC Proposes Money Market Fund Amendments
The Securities and Exchange Commission has proposed revisions to its rules governing money market funds. Release Nos. 33-9408, IA-3616, IC-30551 (June 5,
Posted - Mon Jun 10, 2013 3:49 am
Baker, John
jbaker@...
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SEC Open Meeting To Consider Money Market Fund Rules
The Securities and Exchange Commission has scheduled an open meeting on Wednesday, June 5, to consider proposing amendments to its rules governing the
Posted - Wed May 29, 2013 9:57 pm
Baker, John
jbaker@...
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Sixth Circuit Lowers Bar for Soft Information Prospectus Claims
The U.S. Court of Appeals for the Sixth Circuit has ruled that plaintiffs, in a claim made under Section 11 of the Securities Act of 1933, need not show that
Posted - Wed May 29, 2013 1:36 am
Baker, John
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Supreme Court To Consider Fund Adviser Retaliation Claims
The Supreme Court has granted certiorari to consider whether the anti-retaliation provisions of the Sarbanes-Oxley Act of 2002 extend protection to employees
Posted - Tue May 21, 2013 12:15 am
Baker, John
jbaker@...
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SEC and CFTC Adopt Final Identity Theft Red Flags Rules
The Securities and Exchange Commission and the Commodity Futures Trading Commission have jointly adopted rules requiring affected entities to develop and
Posted - Thu Apr 11, 2013 11:36 pm
Baker, John
jbaker@...
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Message History

Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
2013 2 3 1 3 1
2012 2 1 2 4 3 1 1 4 3 1 3
2011 8 1 1 2 3 2 3 2 2 2 3 1
2010 1 2 4 1 8 9 7 6 4 3
2009 4 4 6 8 6 6 5 2 1 6 1
2008 3 3 3 2 3 2 7 2 16 15 6 5
2007 3 3 4 1 7 3 6 1 2 4 1
2006 6 5 5 6 4 6 6 5 4 3 3 6
2005 2 9 9 5 10 13 2 4 13 4 7 5
2004 10 15 12 6 9 11 5 13 5 8 15 11
2003 17 11 8 8 17 9 9 16 17 16 11 14
2002 8 8 5 10 8 7 16 5 8 18 18 19
2001 20 16 13 14 25 16 16 11 15 11 4 21
2000 44 45 31 39 43 35 17 22 21 31 22 19
1999 1 17

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