FundLaw : FundLaw

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News reports and moderated discussion of securities law and related developments, especially legal issues relating to investment management. FundLaw is moderated by John Baker, a securities lawyer at the Washington, D.C. office of Stradley Ronon Stevens and Young, LLP.

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SEC Proposes Money Market Fund Amendments The Securities and Exchange Commission has proposed revisions to its rules governing money market funds. Release Nos. 33-9408, IA-3616, IC-30551 (June 5, Posted - Mon Jun 10, 2013 3:49 am	Baker, John jbaker@... Send Email
SEC Open Meeting To Consider Money Market Fund Rules The Securities and Exchange Commission has scheduled an open meeting on Wednesday, June 5, to consider proposing amendments to its rules governing the Posted - Wed May 29, 2013 9:57 pm	Baker, John jbaker@... Send Email
Sixth Circuit Lowers Bar for Soft Information Prospectus Claims The U.S. Court of Appeals for the Sixth Circuit has ruled that plaintiffs, in a claim made under Section 11 of the Securities Act of 1933, need not show that Posted - Wed May 29, 2013 1:36 am	Baker, John jbaker@... Send Email
Supreme Court To Consider Fund Adviser Retaliation Claims The Supreme Court has granted certiorari to consider whether the anti-retaliation provisions of the Sarbanes-Oxley Act of 2002 extend protection to employees Posted - Tue May 21, 2013 12:15 am	Baker, John jbaker@... Send Email
SEC and CFTC Adopt Final Identity Theft Red Flags Rules The Securities and Exchange Commission and the Commodity Futures Trading Commission have jointly adopted rules requiring affected entities to develop and Posted - Thu Apr 11, 2013 11:36 pm	Baker, John jbaker@... Send Email
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